Per the 03/21/2024 Compliance Memo, here is a demonstration of how to complete and submit Form CRS correctly

Eli Joyner demonstrates how to disclose gifts in Quest CE as you receive them.

Eli Joyner demonstrates how to log checks received in Quest CE

Eli Joyner demonstrates how to disclose outside brokerage accounts in Quest CE

Eli Joyner walks through all the steps necessary to disclose outside business activities (OBAs) in Quest CE

The FINRA Financial Professional Gateway (FinPro) is a secure system for current and former registered representatives. Follow the steps in this document to establish an account to access your individual industry record and other compliance resources.

Repertoire is Kingswood Capital’s commission software. This will provide you with access to view commission statements, adjustments, and view your active registration. With the system you will also be able to run reports on the productivity of your clients. This document shows you how it works.

This Installing Repertoire document will provide you with a temporary password and the website you will need to log into.

An instructional video on how Repertoire works.

Book a live training session with RBC learn more about the technology platforms available to you.

Watch this video to learn more about the SEI Access Marketplace

Meghan Autry demonstrates how to sign up for and use the Altigo platform.

Watch a quick overview of what Black Diamond is and how you can use it.

Watch a detailed demo on how to use all Black Diamond has to offer.

Learn how to use the business intelligence and data mining features.